Sep 15, 2017

Weekend links - 9/15/17

QUOTE OF THE WEEK

The worst 10 year period of any backtest is the next 10 years. Michael Batnik 


GRAPHIC OF THE WEEK

My image of how hurricanes and retirement planning are similar.  The real path never matches what you plan for...


RETIREMENT FINANCE AND PLANNING

By boosting returns through a combination of broader asset class and strategy diversification, considering lower fee options for passive exposures, and nailing down how retirement spending will evolve over time, we can arrive at retirement success projections that are both more reflective of a retiree’s actual situation and more in line with historical experience. 

I think there are many parallels between selecting a spending strategy and selecting an asset allocation. That is, in each case you have an endless list of options, and there’s a ton of research on the topic. But no matter how sophisticated the research, nothing can actually tell you the future.

Finally, a Retirement Calculator That Might Help You Retire, Bloomberg.
Now comes United Income, a new money manager backed by some of the biggest names in retirement, pitching big data as a solution. It’s deploying huge sets of stats on investment performance, retiree spending, longevity, and other crucial factors to simulate innumerable outcomes. The software estimates the chances that each client’s personalized retirement strategy will actually succeed, then refines the plan if it won’t, based on as many as 18 million simulations per client, UI said. The aim is to make retirees’ money go a lot further than other planning software, which Founder and CEO Matt Fellowes scorns as hopelessly out of date. [ count me skeptical that more data and more sims will create gold from lead.] 

Our primary finding is that consideration of pensions, taxes and transfers does often alter the rankings of drawdown strategies for retirement savings. Notably, and contrary to nearly all the research on this topic, annuitization is not always the best strategy once pensions, taxes and government transfers are modeled. Second, including consideration of pensions, taxes and transfers differentially alters the ranking of drawdown strategies – the effects are not uniform between males and females, across people at different points in the income distribution, and at different levels of risk aversion. Last, the drawdown strategy choice can be very important to the retirement financial welfare of some seniors, and nearly inconsequential for others – an issue ignored when only the drawdown of savings alone is considered.  Our findings show the importance of treating the evaluation of alternative drawdown strategies as a comprehensive and integrated problem by including all sources of income – including pensions, taxes and government transfers. Using restricted measures risks leading to simplistic, and possibly misleading, conclusions.  [ " contrary to nearly all the research on this topic "   ?? not so sure about that.  I think they need to do a deeper dive on the "literature review"] 

The Dutch hybrid-system requires employers to contribute a fixed percentage of salaries and wages into approved pension schemes. Employers bear no additional liability if the investment of the plan performs poorly or if the metrics, such as the discount rate, used to value the liabilities changes. Under the Dutch arrangements, if a plan becomes underfunded, rather than the employer “topping up”, the plan’s governing body agrees on steps to address the funding position through a combination of one or all of the following: Reducing indexation, Lowering future accrual rates, Reducing accrued rights. As a result of the changes, the investment and longevity risks have been transferred from the
employer to employees; but not individually, as a group.


 MARKETS AND INVESTING

WANT TO BOOST your after-tax wealth? Grab copies of your latest tax return and investment statements—and ask yourself these 10 questions 

Tax-Managed Thinking, Thinknewfound
Our perspective is that investors will likely have to work hard to make many marginal, but compounding, improvements.  Improvements may include reducing fees, thinking outside of traditional asset classes, saving more, and, for investors in retirement, enacting a dynamic withdrawal plan. Another potential opportunity is in tax management. [true, true, true, true, and true]  

Research has shown that dividends constitute a greater contribution to the returns of a value versus a growth strategy. However, the question remains as to whether or not dividends matter within a style category… Introducing a high dividend exposure in the midcap and small cap universes of growth stocks (low BE/ME) produced a significant increase in the monthly return (a four-fold increase). A high dividend payout also had a comparable impact on the risk to variability metric for growth and value universes.

ALTERNATIVE RISK

Quant funds saw increased interest, as family offices boosted their exposure to the strategy to about 6.4% of their hedge fund holdings. Including all types of investors, not just family offices, computer-driven hedge funds have increased their assets under management (paywall) to $932 billion as of March, following eight straight years of inflows since 2009, according to data-tracking firm HFR.  

We analyzed six well-known factors — value, size, low volatility, momentum, quality, and growth — using definitions close to academic standards, such as Fama-French, for example…We determined how well-priced a factor was by applying the difference in book value multiples between the long and short portfolios. This is equivalent to valuing stocks based on their book value multiple or other fundamental metrics…  

No one has a trademark on “quant equity” and fund marketers can use the term however they like. But investors should appreciate the distinction between funds that select small-cap stocks and those that deliver exposure to the size factor. 

Using equity index options prices, they showed that the vast majority of the equity risk premium derives from accepting downside risk versus seeking participation in the upside. They found that, over the period 1986 through 2014, greater than 80% of the equity risk premium was explained by the willingness to accept downside risk…. Given investors’ well-documented aversion to risk, both theory and evidence suggest that those willing to accept downside risk should be rewarded well. 



SOCIETY AND CAPITAL

That negative response is called social backlash: Women who ask for raises are seen as too aggressive by stepping outside the more deferential feminine role we prescribe them. Turns out, this same social backlash happens to men, too, but only if they are low-status. In both cases, it’s because men and women are violating something called “communality,” also known as concern for others.  

“Finance is a technology,” Goetzmann, the author of Money Changes Everything, explained. “The simplest kind of financial technology is a loan. I borrow money today and I pay it back tomorrow. But if you don’t have that dimension of time, it’s not finance. Finance really requires that there be some passage of time between the beginning of a contract or agreement and the fulfillment of the agreement.” 

The market is damned when it works and damned when it appears not to. Price gouging is the common pejorative for sharp price increases when, as a disaster looms, the demand for consumer goods — such as gasoline, batteries, and bottled water — rises abruptly. The phenomenon is so widely despised that many states and localities have outlawed or limited such price spikes… What upsets people is that the law kicks in at full force when the demand for gasoline, batteries, and bottled water is especially acute…. Appearances of exploitation can deceive, however… The real choice is between no goods at a low price and some goods at a high price. Government threats do nothing to increase the supply — but they may well keep the supply from increasing, making a bad situation even worse. 

[this drives me insane]

Personal health care costs can skyrocket with a new diagnosis or accident, often leading to catastrophic financial costs for people. Health insurance plays an important role in protecting individuals from unexpected large financial shocks as a result of adverse health events. Just as homeowner's insurance helps protect you from financial devastation if your house burns down, health insurance helps protects you from burning through your savings because of a heart attack. This 2008 report from the Commonwealth Fund shows that the uninsured are far more likely to have to use their savings and reduce other types of spending to pay medical bills.  

GDP has been used as a measure of economic well-being since the 1940s: It measures the total economic output by individuals, businesses, and the government and is a tangible way to quantify the state of the economy. However, some economists have questioned how well GDP measures well-being: For example, GDP fails to account for the quality of goods and services, the depletion of natural resources, and unpaid jobs that are nevertheless important (e.g., household chores). Although this criticism may be well founded, GDP is highly correlated with other measures of well-being, such as life expectancy at birth and the infant mortality rate, both of which capture some aspects of quality of life. 


For those looking to find returns in these moves, it’s far too difficult to time these markets when weather events like Hurricanes happen. Like trying to catch a falling knife where the consequences of not timing it perfectly can be drastic. The better approach would be to try and capture an overall rise in commodity volatility based on an overall rise in Global Weather Volatility  

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