Sep 28, 2018

A RiversHedge Reading List

I have a bad habit of buying the same book twice or printing the same article three times. Wasteful. So I decided to catalog what I have on hand. Then I thought this might be of some plausible use to others so I added the list here.  This excludes what I have lost or thrown away and items read before I kept what I printed. Obviously it ignores what I've read online but have not printed. This is only related to RH work (retirement, annuities, asset allocation, pensions, options math, econ, systematic trading, etc) so it excludes things like casual reading and literature.

* is an "editor's choice" selection

Also, note that I am (almost) always looking for something good to read so let me know if you have good ideas or good material.

My reading list:

Abbas & Matheson

Normative Target-based Decision Making
2005
J Wiley

Agarawl, Monty

The Future of Hedge Fund Investing
2009
J Wiley
[book]
Albrecht, Peter & Maurer, Raimond
*
Self Annuitizatio, Ruin Risk in Retirement and Asset Allocation: The Annuity Benchmark
2001
Working Paper - actuaries.org

Aldrich, J

R.A. Fisher and the making of maximum likelihood 1912-1922
1997
Statistical schience
Vol 12 # 3
Ameriks, J et al.

Annuity Valuation, Long-term care, and Bequest Motives
2007
Pension Research Counsil Working paper

Babbel & Merrill
*
Rational Decumulation
2006
Wharton Financial Institutions Center

Bader, Lawrence

Pension Deficits: an uncessary evil
2004
CFA Institute

Bajtelsmit, Rappaport, Foster

Measures of Retirement Benefit Adequacy: Which, Why, for whom, and how much?
2013
SOA - pension section

Bartholomew, Gold, Pitts, Pollack

Financial Principles applied to public pension plans
2016
working paper

Bar-Yam, Norman & Taleb

Precaution and GMOs: an Algorithmic Complexity Approach
-
New England Complex Systems Institute

Baz & Guo

An asset allocation primer: Connecting Markowitz, Kelly and Risk Parity
2017
Pimco

Bell, Steve

Quantitative finance for dummies
2016
J wiley
[book]
Berkin & Swedroe

Your Complete Guide to Factor-Based Investing
2016
BAM Alliance
[book]
Bernstein, W J & Wilkinson, D
*
Diversification, Rebalancing, and the Geometric Mean Frontier
1997


Biggs, Barton

Hedge Hogging
2006
J Wiley
[book]
Bishop & Green

Philanthro Capitalism
2008
Bloomsbury
[book]
Blanchett, D

Three Essays in Retirement Investing (PhD dissertation)
2016
Texas Tech

Blanchett, D

Annuitized income and optimal asset allocation
2018
ARC conference submission

Bodie, Merton

Finance
2000
Prentice Hall
[book]
Bodie, Z

On the risk of stocks in the long run
1995
Financial Analysts Journal

Brown, Aaron

Red-blooded Risk
2002
J wiley
[book]
Brown, Aaron

Optial Betting Strategy with uncertain Limits
2016


Brown, Poterba, Mitchell

Mortality Risk, Inflation Risk, and annuity products
2000
NBER

Brown, S & Milevsky

Asset allocation and the liquidity premium for illiquid annuities
2003


Browne, Sid

The Risks and Rewards of Minimizing Shortfall probability
1999
Institutional Investor

Browning & Crossley

The Life-cycle Model of Consumption and Saving
2001
Journal of Economic Perspectives
Vol 15 #3
Burton, Katherine

Hedge Hunters
2007
Bloomberg Press
[book]
Carroll, C

Portfolios of the Rich
2000
NBER

Cassidy, Peskin, Seigel L

Be kind to your retirement decumulation--give it a benchmark
2012
Risk and Rewards

Charupat, Kamstra, Milevsky

The annuity duration puzzle
2012


Chen & Milevsky

Merging asset allocation and longevity insurance: An optimal perspective on payout annutities
2003


Clare, Andrew et al
*
Reducing Sequence Risk Using Trend Following and the CAPE ratio
2017
CFA Institute

Clare, Andrew et al
*
Can sustainable withdrawal rates be enhanced by trend following?
2017
Cass Business school

Collins & Gadenne
*
Are You a Curve a Triangle or a Rectangle
2017
Investment Management Consultants Assoc

Collins & Stampfli
*
Promises and Pitfalls of Total Return Trusts
2001
American College of Trust and Estate Counsel
Vol 27 #3
Collins, JL

The Simple Path to Wealth
2016

[book]
Collins, Lam, Stampfli
*
Longevity Risk and Retirement Income Planning
2015
CFA Institute

Collins, Lam, Stampfli
*
Mointoring And Managing a Retirement Income Portfolio Part 1 and 2

RIIA

Collins, Lam, Stampfli
*
How Risky is your Retirement Income Model
2015
Financial Services Review

Cotton, Dirk

Sequence of returns risk: A new way of looking at spending or saving scenarios with path dependence
2015
Retirement Management Journal
Vol 5 #1
Covel M

The Complete Turtle Trader
2007
Harper Collins
[book]
Crawley

Statistics, an introduction using R
2015
J wiley
[book]
Daily, G & Kotlikoff, L

Decision Making under Uncertainty: A (second) wakeup call for the financial planning profession
2006


Davidoff & Brown
*
Annuities and Individual Welfare
2003
Pension Institute Discussion Paper
May
Diaconis, Persi & Skyrms, Brian
*
Ten Great Ideas about Chance
2018
Princeton U press
[book]
Drobny, S

Inside the House of Money, Top Hedge Fund Traders on Global Markets
2006
J Wiley
[book]
Dus, Maurer, Mitchell

Betting on death and capital markets in retirement: A shortfall risk analysis of life annuities versis phased withdrawal plans
2004


Dybvig

Using Asset allocation to protect spending
1998


Elton et al

Modern Portfolio Theory and Investment Analysis
2014
J wiley
[book]
Estrada, Javier & Kritzman, Mark

Evaluating Retirement Strategies: A utility Based Approach
2018


Evensky & Katz
*
Retirement Income Redesigned
2006
Bloomberg Press
[book]
Falkenstein, E

The Missing Risk Premium
2012

[book]
Ferguson, R

Arithmetic and continuous Return Mean-Variance Efficient Frontiers
2007


Frank, Larry & Brayman, Shawn

Certainty of Lifestyle: Contrasting A Simulation over a Fixed Period vs Multiple Period Models
2016


Frank, Larry & Brayman, Shawn

Combining stochastic simulations and actuarial withdrawals into one model
-
FPA journal

Frank, Mitchell, Blanchett
*
An Age-Based, Three Dimensional, Universal Distribution Model Incorporating Sequence Risk
2011
ssrn

Frank, Mitchell, Blanchett

Transition to old age (superannuation) in 3-D, age based. Dynamic, serially connected and annually recalculated retirement distribution model
2012
ssrn

Friedman & Zeckhauser

Handling and mishandling estimative probability: likelihood, confidence, and the search for Bin Laden
2014
Intelligence and National Security

Fullmer, R
*
Modern Portfolio Decumulation: A new strategy…
2007
FPA journal
Aug
Giroris et al.

Applying Goal-Based Investing Principles to the Retirement Problem
2018
EDHEC Risk Institute

Goldstein & Taleb

We don’t quite know what we are talking about when we talk about volatility
2007
Journal of portfolio management

Graham B

The Intelligent Investor
1973
Harper Collins
[book]
Gray & Vogel

Quantitative Momentum, A practioners Guide
2016
J Wiley
[book]
Gray & Vogel

DIY Financial Advisor
2015
J Wiley
[book]
Grossman et al.
*
The intuition behind option valuation
2002


Guan & Webb

Evaluating the advanced life deferred annuity
2007
Center for Retirement Research at Boston College
Habib, Huang, Milevsky
*
Approximate Solutions to Retirement Spending Problems and the Optimality of Ruin
2017


Harlow & Brown, K.

Market risk, mortality risk, and sustainable retirement asset allocation: a downside risk perspective
2014


Hartzmark & Soloman

The dividend disconnect
2006
UC, USC

Hoffstein, C
*
Growth Optimal Portfolios
2017
Newfound Research

Holzner, S

Differential Equations for Dummies
2008

[book]
Horneff, Maurer, Stamos

Life-cycle asset allocation with annuity products: is longevity insurance a good deal?
2005


Huang, Milevsky, Young

Optimal purchasing of deferred income annuities when payout yields are mean reverting
2015


Idzorek, T & Blanchett D

LDI Misapplied, Income Portfolios and Liability-Driven Investing
2017
Morningstar

Irlam, G
*
Porfolio size matters
2014
The Journal of Personal Finance.
13(2), 9-16
Irlam, G

Lifetime Portfolio Selection
2018


Irlam, G

Human Capital, Social Security, and Asset Allocation
2017
aacalc

Irlam, G

Financial planning via deep reinforcement learning AI
2018


Irlam, G

Floor and upside investing in retirement with real instruments
-
aacalc

Kirkpatrick, Darrow

Can I retire Yet?
2016
StructureByDesign
[book]
Kitces
*
Is the Retirement Plan with the lowest "risk of failure" really the best choice?
2012
Kitces.com

Kleinman, George

Trading Commodities and Financial Futures
2005
Pearson Ed
[book]
Lachance, Marie Eve

Optimal Onset and Exhaustion of Retirement Savings in a life-cycle model
2012
Cambridge Univ Press

Lefevre, E
*
Reminiscences of a Stock Operator
1993
J Wiley
[book]
Leung, Siu Fai

Notes and Comments - Uncertain Lifetime, the theory of the consumer, and the lifecycle Hypothesis
1994
(jstor)

Leung, Siu Fai

The existence, uniqueness, and optimality of the terminal wealth depletion time in life cycle models of saving under uncertain lifetime and borrowing constraint
2006
Journal of Economic theory

Leung, Siu Fai

The dynamic effects of social security on individual consumption, wealth and welfare
2002
Hong Kong University of science and technology
Lewis, M

The Big Short
2011
WW Norton
[book]
Lewis, M

Flash Boys
2014
WW Norton
[book]
Lindsey & Schachter

How I became a quant
2007
J Wiley
[book]
Lo, Orr, and Zhang

The growth of relative wealth and the Kelly critierion
2017


Low, Andrew

Adaptive Markets, Financial evolution at the speed of thought
2017
Princeton U press
[book]
MacDonald et al.

Research and Reality - A literature review on drawing down retirement financial savings
2013
Society of Actuaries

Malkiel

A Random Walk down Wall street
2012
Norton
[book]
Markowitz, H
*
Risk-Return Analysis, The theory and practice of rational investing [Vol 2]
2016
McGraw Hill
[book]
Markowitz, H with Kenneth Blay
*
Risk-Return Analysis, The theory and practice of rational investing [Vol 1]
2014
McGraw Hill
[book]
Markowitz, Scheid & Statman

Portfolio optimization with mental accounts
2010
Journal of financial and quantitative analysis
Vol 45 #2
Maurer, Raimond

Lifecyle portfolio choice with systematic longevity risk and variable investment-linked deferred annuities
2013
The Journal of Risk and Insurance

McCormick, D

Family Inc. Using Business Priciples To Maximize Your Family'S Wealth
2016
J Wiley
[book]
McGoun, Elton G
*
The History of Risk Measurement
1995


Merton, R C

Continuous-Time Finance



Merton, R C

The Crisis in Retirement Planning
2014
HBR
Jul-Aug
Meucci, A

Risk and Asset Allocation



Meucci, A
*
Linear Vs. Compound Returns, Common pitfalls in portfolio management
2010
ssrn

Michaud, Richard
*
A practical Framework for Portfolio Choice
2003
Journal of Investment Management

Michaud, Richard and Robert

Efficient Asset Management, A practical guide to stock portfolio optimization
2008
Oxford u press
[book]
Milevsky & Huang

The Utility Value of Longevity Risk Pooling: analytic insights
2018


Milevsky & Huang

The Utility Value of Longevity Risk Pooling: Technical Appendix
2018


Milevsky & Wang
*
Ruined Moments in Your Life: How Good are the Approximations?
2003
York University

Milevsky & Young

Optimal Asset allocation and the real option to delay annuitization
2002


Milevsky and Salisbury

Optimal Retirement Income Tontines
2015
Insurance: mathematics and economics

Milevsky, M

Optimal Asset Allocation Towards the End of the Life Cycle: to Annuitize or Not to Annuitize
1998
York University

Milevsky, Moshe
*
the 7 Most Important Questions for your Retirement
2012
J Wiley canada
[book]
Milevsky, Moshe

Pensionize Your Nest Egg
2015
J Wiley
[book]
Milevsky, Salisbury, Gonzalez, Jankowski
Annuities versus tontines in the 21st century
2018
Society of Actuaries

Mindlin, D

The pitfalls of sequence risk
2016
CDI Advisors

Mindlin, D

The Misconceptions of Retirement Risks
-
Society of Actuaries

Mindlin, D

Commitment Driven Investing and Time Diversification
-
CDI Advisors

Mindlin, D
*
On the relationship between Arithmetic and Geometric returns
2011
CDI Advisors

Mindlin, D

On exercises in futility, A glide path designer's view
2016
CDI Advisors

Mindlin, D

The "financial economics" debate
2010
CDI Advisors

Mindlin, D

Commitment Driven Investing : an introduction
2009
CDI Advisors

Mindlin, D

Principles of Glide Path Design
2013
CDI Advisors

Mindlin, D

Present Values, Investment returns, and discount rates
2014
Society of Actuaries

Mindlin, D

The case for stochastic present values
2009
CDI Advisors

n/a

Words from the wise - Ed Thorp
-
AQR

n/a

What's wrong with multiplying by the square root of 12
2013
Morningstar

Nekrasov, Vasily

Kelly Criterion for multivariate portfolios: a model-free approach
2014


Pearl, J

The Book of Why, The new science of cause and effect
2018
Hachette
[book]
Pedersen, Lasse

Efficiently Inefficient
2015
Princeton U press
[book]
Pedersen, N

Rethinking Retirement Risk
2014
Pimco

Peters, Ole & Adamou, A
*
Ergodicity Economics - Lecture Notes
2017
London Mathematical Laboratory

Peters, Ole & Gell-Mann

Evaluating Gambles using Dynamics
2016


Picerno, James

Quantitativ Investment Portfolio Analytics in R
2018
Beta Publishing
[book]
Portnoy, Brian

The Geometry of Wealth, How to shape a life of money and meaning
2018
Hariman house
[book]
Poundstone, William
*
Fortune's Formula
2005
Hill and Wang
[book]
Pye, Gordon
*
Retrenchment Rule - Optimal Wealth Drawdowns
-
-

Quinn, J B

How To Make Your Money Last, the indispensable retirement guide
2016
Simon & Shuster
[book]
Ross, Stephen

Uses, abuses, and alternatives to the net-present-value rule
1995
Financial Management
Vol 24 #3
Ryan, Mark

Calculus for dummies
2003
J wiley
[book]
Salisbury, Gregory

But what if I live, The American Retirement Crisis
2006

[book]
Savage, Sam
*
The Flaw of Averages, Why we underestimate risk in the face of uncertainty
2012
J Wiley
[book]
Scherer, Bernd

Portfolio Resampling: Review and Critique
2002
Deutsche Asset Management

Schwager, Jack

Stock Market Wizards
2003
Harper Collins
[book]
Scott, Sharpe (Wm) & Watson

The 4% rule -- at what price?
2008


Seigel, J

Stocks for the long run
2008
McGraw Hill
[book]
Sexauer Peskin & Cassidy
*
Making Retirement Income last a lifetime
2015
Financial Analysts Journal
Jan/Feb
Sexauer, Stephen & Seigel, Laurence
*
A pension promise to oneself
2013
CFA Institute

Simsek et al.

Optimal longevity risk management in the retirement stage of the lifecycle
2017
Pension & longevity risk transfer for institutional investors
Slovic, Paul

Perception of Risk
1987
Science

Soros, G

The new Paradigm for Financial Markets
2008
Perseus
[book]
Suarez Suarez & Waltz
*
The Perfect Withdrawal Amount, A Methodology…
2015
Trinity University

Swedroe L

The Only Guide to Alternative Investments You'll ever Need
2008
Bloomberg Press
[book]
Swensen, David
*
Pioneering Portfolio Management
2000
Simon & Shuster
[book]
Taleb, N
*
Why we don't know what we talk about when we talk about probability
2012
Distinguished Lecture Series, Humbold Univ Berlin
Taleb, N

Probability, Risk and Extremes.
2017


Taleb, N N

The Black Swan
2010
Random House
[book]
Talib, Nassim
*
Anti Fragile, Things that gain from disorder.
2014
Random House
[book]
TBD

A Review of Options Pricing theory - Chapter 7
tbd


Thaler, R

Misbehaving
2015
WW Norton
[book]
Tharp V

Trade your way to financial freedom
2007
McGraw Hill
[book]
Tharp V

Super Traders
2009
McGraw Hill
[book]
Thomsett, M

Put Option Strategies
2010
Pearson Ed
[book]
Thorp, Edward
*
A Man for All Seasons
2017
Random House
[book]
Turner, Godinez-Olivares, McCarthy & Penas
Determining discount rates required to fund defined benefit plans
2015


Vertes, Druce

Save withdrawal rates, optimal retirement portfolios, and certainty equivalent spending
2013
ssrn

Vollrath, D
*
Graduate Macroeconomics I
2007
University of Houston

Wang & Spinney

Strategic asset allocation: combining science and judgement to balance short-term and long-term goals
2017
Journal of portfolio management

Wang et al.

Evaluating Spending Policies in a low-return environment
2018
CFA Institute

Warshawsky, M

Reforming retirement Income
2015
Mercatus center

Warshawsky, Mark
*
Retirement Income
2012
MIT
[book]
Weisberg, Herbert
*
Willful Ignorance, The mismeasure of uncertainty
2014
J Wiley
[book]
Yaari, M
*
Uncertain Lifetime. Life Insurance, and the Theory of the Consumer
1965
(jstor)

Zwecher, Michael
*
Retirement Portfolios - Theory, construction, and management
2010
J Wiley
[book]



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