Sanction log

Sanction Log

Note: This page is a collection of my notes on reading Sanction the book. It will only make sense to me and the "book club" I joined.  I will log notes in reverse chronological order after the intro. Initially this will be about some books that I thought connect well to the Sanction narrative in some way. I might add some other comments, but TBD.  In general this log is not strictly for the book club but a way for me to consolidate some fuzzy thinking into something more coherent. Writing is formal thinking, right?

Intro

I’ve only read thru ~1/3 of Sanction 2 (S2) but the whole path has been a bit of a trigger.  Clearly it is a thinly veiled story of Roman’s life — and no doubt a very challenging work for the politically sensitive -- but it is also a window into the self if not just Roman.  In the vein of the former, I will note that one of the heavier burdens I once placed on myself was to get a relatively useless Religion BA from one of those small Midwest liberal arts colleges (oof, the career consequences were manifold). Otoh, as I read Sanction 1 (S1) I got a ton of triggers on what I’ve read both in college (’80) and over a life.  During the intermission between S1 and S2 I deliberately extended my time in order to take stock of “me” and also what I was reading in general and also to re-read or skim what I thought what would inform my reading of S2. The list was supposed to be pretty long cuz Roman reads a shit-ton. But I couldn’t really pull it off in full before I re-started, though. Here is a tiny selection of what I at least picked up and held in my hands if not actually read through: The Old Testament, Iliad, Taleb’s Incerto, Montaigne, Icelandic Sagas, C Hitchens, Zen Camera, Dante, Stochastic calculus texts, etc not all of which were relevant, this is just the scope of my interregnum.  I have forgotten some; I’ll flesh more of this out later. I also am taking breaks during S2 to pick up texts one at a time that I think will inform my reading. The breaks and interludes and side-reads mean that this will be a hyper-slow process. At 62 there is no guarantee that I can do this exactly within a lifetime, especially if I plan to go through all this again.

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1/14/21

The Whale, Melville

Ok, I've never read Melville and I don't really know the connections. What I do know is that Roman appears to revere him and the book along with other of Melville's works that show up in the epigraphs. He calls him "the Author" in an affectionate, reverential kind of shorthand. The references to the Author through my limited reading as far as 1/2 of Sanction II are legion. I purchased The Whale for no other reason than that above.  If and when I ever get around to reading it I'll come back here and dilate further. 



12/15/2020

Taleb, N N -- Black Swan
Taleb, N N -- Antifragile
Taleb, N N -- Skin in the Game
Taleb, N N -- Fooled by Randomness
Taleb, N N -- The Bed of Procrustes [not read]
Buchanan, Mark -- Ubiquity  
"Ideas come and go, stories stay." NNT

"Black Swan was a book that was crucial for the moral and logical skeleton of Sanction..." RM

"instinct was older than reason" RM

I had a "personal catastrophe" [like an earthquake or forest fire, eh?]  

If my riff on the Icelandic Sagas elsewhere was my "dumbest" one -- for lack of adequate subject matter expertise -- the Taleb riff here is maybe my silliest. Silliest in this context means that I have read a lot of Tabeb, both books and papers, and also this riff is almost entirely unnecessary. Unnecessary because, well, because Roman already wrote the riff on this topic and also called out Taleb as a major influence on Sanction. That makes my riff somewhere between redundant and unnecessary.  Roman's link is here: 
Ok now, let's think a bit for a second. What, exactly, comes to mind when we conjure the image or the idea or the name of Nassim Taleb?

- Fat tails in statistical distributions?
- A blowhard with a single, odd focus on fat tails?
- Self-proud deadlifter?

You win! All three.  Of those three, "fat tailed distributions" sorts to the top. So, rather than regurgitate Roman's piece, I will try to walk through what I know of Taleb and my imperfect baseline understanding of the math and then try to connect it to my read of both Sanction and Roman's self-own. I feel reasonably, but not entirely, qualified to do this, because:

1. I have read through almost all of the Incerto
2. I have read through at least Vol 1 of Sanction
3. I have read at least some of Taleb's technical papers
4. I have spent 8 years studying the pernicious effects of financial forest fires in retirement
5. I have written on chaos or Extreme Value theory at least here, here and here
6. I have made adaptation, awareness, preparation my Ret-fin mantra vs just numbers 

If one were to be really interested in this kind of thing, this link below -- unrelated I think -- is my 170 page magnum opus on the five processes of retirement, where I attempt to synthesize: 1) quant finance, 2) lifecycle economics, 3) actuarial science, and 4) my common sense into a methodology for risk management in retirement decumulation.  My point here in this riff is to establish some bone fides on discussing statistical distributions and extreme value theory as it relates to Sanction: 
If you have a strong stomach for obscure finance math, stochastic calculus and utility theory, jump in. I actually thought I was pretty peachy in that piece. On the other hand, others, if they were to be harshly honest, might call my "paper" ugly names like "a masturbatory, over-thought journey into, well, into nothing."  Whatever.  I digress.

I'm not sure exactly how to do this. Each step of my construction that follows depends on the prior step. I am going to try to take us from normal distributions to Sanction. Maybe a lettering convention will help. Maybe I'll get stuck and start over, idk. So: 

a. Normal vs Fat. Forget the textbooks for a minute. Just know that there a bazillion different kinds of distributions in stats and probability theory. A normal distribution is just one of the many. While it (Normal; N) does describe quite a few real world processes ex-post, it is still only one of many. The thing is though, that it is awfully and nastily very convenient to model. When I do finance simulations, I am aware of the real shape of market return distributions but shit, it is so convenient to drop a normal assumption into an R-script and then we are still very very close.  

But, just for the sake of being simple, let's say there are only (heh) 2 kinds of distributions: normal and fat-tailed. While the Markov inequality (Chebyshev's?) says that there are no distributions that at 6 standard deviations are more than 1/36 probable, there are all sorts of distributions below that threshold. Normal is one of them. The problem is that the probability of a six-sigma event in a normal distribution is 500,000,000 : 1. This is absurd, of course, because we see six sigma moves allllll the time.  I remember 1987. And 2008/9 (actually I don't know the move because it was drawn out).  My mother remembered 1929. So the "normal" assumption sucks, right? Taleb says fat tailed are better...where the "likelihood" is more connected to reality. Except that I think he's a skitch off. TBD.

b. Fat: single vs mixed. Ok, let's stipulate that fat tailed distributions might be the desideratum/a here.   Now let's deconstruct Fat into -- tendentiously for me -- two types: 1) fat = some one of the bevy of alternative distributions in Stats that have fatter tails. I don't know the domain well but a common example tossed out is the student's T distribution using x [say, 5 for markets] degrees of freedom. I did this very thing here and here. Welp, for me T dist sucked but I know other researchers use it. And/or: 2) fat = a mixed distribution. By mixed I am particularly thinking here of a Gaussian mix of two normal distributions though there are others. This type of construct is very useful in modeling markets where return distributions are asymmetric: fatter on the downside than the up. It is also relatively easy to model and can replicate real world processes better, sometimes, than either Normal or Students T, imo. Let's roll with the mix for a second....

c. The Mixed components. The mixed distribution, and I realize I am in overkill mode here, is made up of two normal distributions in my construct though, again, there are others: 1) one is higher [returns, say] and relatively normal and easy to understand and narrow in volatility, and 2) the other is lower [returns, say], wider volatility, normally distributed but still a recognizable statistical process, however we might define that. 

d. The lower distribution: mathy vs darker. Now let's look at c.2.  There is no reason on earth that the lower wider distribution is necessarily either normally distributed or a true "statistical process." Let's say, for the sake of argument that it could be either: 1) a real statistical process, normal or otherwise, or 2) something else deeper and darker and less understood. And here we are finally dipping our toe into Sanction waters. And for d.2, let's say there are two [I know I am over simplifying here] even darker chaotic things going on: d.2.a) a diffusion jump process where there are just plain unexplained discontinuities in the process [this is calculus I do not know] or d.2.b) real unpredictable chaotic things. The most common metaphor offered that I've seen is the turkey-problem: a turkey bases it's view of reality on having been fed for 364 days. It's own predictive model of the future is sound, based on historical data. Then comes Thanksgiving. And dinner. The turkey cannot predict the future based on historical data or distributions. 

e. Not Model-able vs Model-able. in d.2 a and b, we can either: a) model it not at all, in that it is some alien or turkey-problem that is incomprehensible or unknowable to us, or b) there are ways to model (not predict) it mathematically, usually via some kind of power law. 

Here, for example is a Gutenberg-Richter model for earthquakes that relates frequency and magnitudee:

Log(10)[N] = a - bM

     where N is the number of earthquake per year of magnitude
     a is called "the" productivity 
     b is called the b-value in some range  
     M is magnitude 

M is the value of interest to Sanction although N is implicated too. Like both trading and pari-mutuel betting, and unlike the statistics books, the combo of probability plus magnitude of the pay-offs is the reality we need to deal with. This paring of probability + payoffs is what gives both Chaos and Sanction the power. Plus the unpredictability. I mean, sure we might be able to say something about relative frequencies but not much about when the next big earthquake or forest fire happens. For sand piles, the slow drip-drip of new sand plus the grain size plus the particle friction leads to perhaps model-able avalanches except that we can't say whether the next avalanche is going to be trivial or cataclysmic. On the other hand we do know that eventually the pile will find its angle of repose. This is why I like the Stegner reference nearby. The angle of repose is that final angle of the mining pile in mining but perhaps "death and horizontal" in the case of humans.  Death is another cataclysm that is beyond the ability to predict. Well, I mean except for homicide I guess. 

f. Model-able Phenomena types. If we were to stipulate modelable in "e," and this was not really stipulable until the 20th C I want to say, then there are types, all of which can be modeled, each in their own domain, by variations on what I set up in "e:"

- sand pile avalanches
- market prices
- earthquakes
- retirement finance (by me, heh)
- forest fires, etc.  
- other

Here is a look at what I did once in a retirement finance blog post using 2 different parameterizations of the Gutenberg Richter math for my boundaries (dotted lines). Ignore the reality or interpretation, just tune into the shape of the power law: it's not a normal distribution... low impact events happen frequently, high impact less so but -- something that you can't see here -- wayyyy more than in a normally distributed model.  Big earthquakes and fires and landslides happen often enough that one needs to truly think about it carefully if one happens to live on a fault line or in a forest or on a hill.  The red line was an entirely fake retirement finance thing I did. 


g. Forest Fires. I put forest fires near last in the bullet list above for a reason. This is the metaphor that we see over and over and over in Sanction. Roman uses forest fires as a metaphor for a reason. First, he lives in the mountain west. Second, fire magnitudes follow a chaotic power law curve as above, like earthquakes do, for a reason. In his case it can be due to human malfeasance, something with which Sanction loves to deal.  

Let's see if I can digest this this way: suppression of forest fires creates a build up of energy via the fires not burned along with an accumulation of undergrowth over time. Then, when fires do burn they can burn big, really big, due to a combo of time passed and un-nature. The burns can be horrific and apocalyptic in a way that wouldn't happen if nature followed it's own way minus the suppression.  

Ok, now let's make this even more Sanctionesque.  The suppression, if we carry the metaphor to eusocial societies like we live in, is maybe "peace." Roman might add democracy. The undergrowth is the accumulation of the various insults to productive energetic forces of the world, like say, oh, men.  The "fires" that burn are now, having been suppressed, not going to be mere skirmishes, though that is more probable, but also perhaps war and big war at that...war of magnitude and timing that cannot be predicted because we are in the realm of fires and earthquakes and chaos and fat tails.  This, I think, is why Roman got flipped so hard by Taleb.  The self-organized criticality of men is a power-law mechanism like forest fires. "War is coming" is not a trivial or flip comment, it is believed in the bones of both Sanction and Roman. 
"the Black Swan changed my focus from information to preparation"

"he changed how I saw the world"
I am not quite as apocalyptic as Roman but every day, especially now that I have lived through 2020, I can see his point a little better. I sorta know the math, I know the processes.  Is war coming? Idk but being prepared is probably not entirely unworthy of a strong man.  
 



12/14/2020

Iliad

I read the Iliad at an age that I want to say was about 42.  For background: I was nearly illiterate going into an elite college – ranked #5 by US News by way of brag – and as nearly illiterate coming out; heh. I did not recognize this problem -- and frankly no one now (or ever) will care -- until I was about 39.  Then I embarked on a reading journey.  I’d like to say that I methodically worked through the appendix of Harold Bloom’s “Western Canon” but that wasn’t it. 

Here is what happened. I once read a book by Bruce Chatwin: Songlines. I mean, I hear it was a fraud but whatever, I really enjoyed it. So, I embarked on a Chatwin journey, one book of which included “In Patagonia.” That, then, led me to reading Paul Theroux’s “Patagonian Express” among others. When Theroux was in Buenos Aires he interviewed the old, blind Borges. I, fascinated, wondered “who the hell is Borges?” That then led to reading both his fiction and non-fiction.  That, in turn, led to pretty much everything else in all of western literature. Bloom was a nobody in this context. Borges was god.

But I digress.  Borges mentioned the Iliad somewhere along the way. I then realized I had totally missed it.  But I had a reasonable translation by Fagles on my shelf so I sat, one day, down to read. Holy crap! This was a smoking story of war and passion and violence. It was poignant, harsh and touching. In particular, the story of Achilles and Patroclus was heartfelt (as was the story of the Sicilian Campaign in Thucydides which is a separate story).

So a few paragraphs of riff here? What, exactly, is the link to Sanction? Hmmm, I’m not sure. The basic idea is as follows:

  • The Iliad is literally THE epic story of war. Sanction
  • It is touching and affecting in its way. Sanction
  • Achilles is motivated by what? Rage. Sanction!
  • I would never ever ever read Sanction without reading the Iliad. This is a must-read


Proust

I do not literally see Proust in Sanction. I mean, maybe a little. Who reads Proust now? He was a giant in the early 20th C along with the likes of Joyce and Gide and Elliot. Otoh, he stands alone.  One work, one life. He, Roman and Proust, is not radically different than the points I made about Kafka and Borges, just more so.  There is one work one man. This is, so far as I can see, Sanction, right? But then again Roman is not dead yet nor is he living in a corked room...maybe a container home at 8600 ft is the same as a corked room. Idk. 

I read Proust once as I also did Thucydides. Seemed necessary. I was 45 or so. Both took me 18 months. My ex resented every sentence I read, if sentences were to be denominated in “time.” But what the hell, she was an abandoner of husband and children in favor of ambition and money. I wonder if she knew how masculine that was? Me and three daughters did not see her for 5 of 7 days for > 12 years. That is almost 9 elapsed years of near total solitude. Fuck her for resenting my reading. Where was she when it was time to read the children to sleep, or go the doctor, or go to the parent-teacher conferences, or put on a band-aid. Oh yeah, that’s right: not there. Or asleep on the couch under a pile of Horschow Home catalogues while her daughters begged for her. They both hate and remember that absence now. How is that for legacy. Ha. Not my legacy, brother.

I read Proust in an English translation by C S Moniceff, a translation which has since been criticized. But whatever. His voice was contemporary with the language tones of the time. Plus, I tried to parallel in the original French. That failed. The distance between subject and object in the sentence was vast and left me adrift, like looking for the ship one might've fallen off of in a roiling sea. I stuck with the translation.

Ok, so what is my point? I’ll try to make the link in a "reader’s digest" brevity way:

  • Proust retreated to write a work of art that was the one work of his life. Sanction
  • Proust wrote something like 1 million words. Sanction (1.2...winner)
  • Proust viewed his opus as 1 continuous work but it got broken up by editor. Sanction
  • Proust viewed words as both cage and art. Sanction
  • Proust viewed writing as an expository journey through memory and artfulness. Sanctionesque
  • Proust irritated readers of the time. He was “wicked.” Sanction in spades.

I am sure there are other affinities. I’ll update this riff if I think of something new. My point is not precisely that Proust = either Sanction or Roman, it is that it is not entirely unreasonable to link the two. Marcel McClay, right?


Asimov, Isaac – Foundation

I am certain that my memory will betray me here. The last time I read Asimov was in 1970, 50 years ago. A non-trivial number of the people I know, except me and my gf, are < 50. But as I read through Vol 1 of Sanction, I could not shake the feeling – the feeling, not the words or story – of having been somewhere near here before. In Foundation, the set-up is not too dissimilar to 2020…and Sanction for that matter.  We are in a Bronze age by which I mean not the historic one on earth but Bronze in the sense that there is a cycle: Golden age, Silver, Bronze, Dark+cataclysm à Gold (this was loosely based on the fall of the Roman Empire; he could not have seen where we are now). In Foundation, as well as in 2020, the feeling is one of "Bronze." Hari Seldon, the main protagonist of Foundation, with almost my last name, knows it is coming and his discipline – Psychohistory – is able to mathematically predict the future within some framework that also allows for some degree of uncertainty.  He and his associates see war and darkness coming (Sanction?), a dark age predicted to last 30,000 years, galaxy-wide. Rather than accept the coming onslaught and oppressive darkness for so long, the plan, if I remember right, was to accelerate the dark age by bringing it on faster and to create conditions that will cause a 1000 year dark age vs 30,000.  This is Sanctionesque, right?

Then, the fly in the ointment is that uncertainty I mentioned. There is a mind-reading character that subverts the 1000 year plan. This fly can be called non-ergodicity (S2, Taleb, Ole Peters). It is the Self-organized criticality thing. It is Chaos Theory. If I took one thing from S1 it was this. So these two works are aligned. Both acknowledge both the decay of a bronze age and coming cataclysms as well as the life of a Thanksgiving turkey: Predicting the future based on 364 days of history is both fraught and has consequences unforeseen. 

Here, btw, were a few posts I did on the finance of chaos in my retirement blog, heh:

Both of these thoughts, on both Bronze age mindsets (punish twitter reference) and Turkeys, reminded me so much of Sanction.  Also, it has been noted that Asimov took some influence from Montaigne (see my riff on Sanction and Montaigne or maybe google Asimov and Montaigne). Also, the "turkey story" reminds me a bit of Taleb’s Incerto which plays a large role in Sanction, something on which I have yet to riff.   I don’t remember how Foundation turns out but that is maybe a blessing for now.  

Remember my riff on Kafka and Borges?  My belief is that Roman literally created his own precursors with Foundation now being an example. This connection was something that was not real in the world until he wrote but now it's there. Who creates whom? Pretty cool, right? Roman might have mentioned an affinity or link with Asimov in a call. I can’t remember. That’s the problem when giants leave the world. Once can no longer pester them with questions. 


Stegner, Wallace – Beyond the 100th Meridian
Stegner, Wallace – Angle of Repose

My guess is that even Roman would scratch his head at these references.  But Stegner, a lit professor at Stanford when he was alive, was a student and chronicler of the American West. His most famous work – Beyond… -- was a history of what he called the 2nd opening of the west: the geological surveys, post Lewis and Clark, by men like John Wesley Powell.  The main history was the stories of the first passage down the Colorado River and the survey of some the surrounding plateaus. The Colorado river journey alone is enough to convince one that the soy-men of today are radically and entirely fragile and prepared for nothing of any seriousness. Were I to be in a time of affliction, which may or may not describe 2020 and beyond, the one-armed Powell, even when starving, would have been a formidable companion and ally. 

Angle of Repose is fiction, and a fiction based on a slightly different place and time than “Beyond…”, but very much of a piece with the other work.  Both are what I describe as the literature of hard men doing hard things in a hard time.  All of the characters, real or fiction, would have been perfectly aligned with either the war of Sanction (haven’t gotten that far) or, especially, building the world to come after whatever cataclysm is at hand.  Both the fiction and the non-fiction are, as I describe in my riff on the Icelandic Sagas, like this: reading one informs the other and vice versa even if there are no direct references.  On the other hand keep in mind the hard geo-setting of both Sanction and Roman in mountain-south CO. We are certainly on the same terrain both geographically and psychically. 

https://en.wikipedia.org/wiki/Wallace_Stegner


Icelandic Sagas

This will no doubt be my dumbest riff on Sanction. This is because I literally do not have the depth of subject matter knowledge to do justice to the subject at hand. On the other hand, at the exact moment I write this sentence, I have blood dripping down my right typing hand so perhaps I have been given a very brief dispensation to opine. Or maybe it’s a warning, idk.

It’s not that the Icelandic Sagas are or are not referenced in Sanction or are relevant to my reading, it is that Sanction is very very heavily infused with Norse sentiment, mythology, language, and ideas – one book club member called Sanction 66% Norse, 33% Old Testament, and 1% new Testament; that is probably a good place to start.  The Sagas, of which I have only read a few, just happen to be a good representation of family histories of the Icelanders and contains a little about the cultural ethos and mythology of the middle ages of the North.  In this sense the Sagas and Sanction are aligned. To read the Sagas is to read Sanction (in a way) and vice versa. One informs the other.

If I were up to it, I would probably go on a long disquisition about Norse Mythology and images and motifs and ideas and tie them to the work. Nope. Can’t do it…yet. But just for fun, I’ll mention part of the only story I remember and let that stand as something on which we can reflect. In one of the Sagas, a Norse (Southwestern Norway if I recall) teenager is affronted by someone by way of a casual insult. The teenager (in context it was clear that he was not yet a fully formed man) responded to the insult by cleaving the insulter’s skull in two with an axe. This is the kind of fast, direct, blood soaked, feudish, grudge-ish, rageful, politeness-inspiring-in-the-end retributive justice with which Sanction struggles on almost every page. One informs the other. 

As a side note: in my re-read of Norse Background I did enjoy the story of Odinn and Skoldi – he the one eyed, raven- and wolf-flanked god of things like wisdom, culture, language, and fury and she the mountain-loving, shore-forsaking, skiing, bow wielding goddess of the far north – and can imagine myself a distant, human child of such a union. In fact, I can say with some certainty that my forebears came from the general area of Yorkish, Northumbrian Danelaw. That's Viking (or Saxonish) enough for me and 23 and me confirms it. This may be why I am enjoying my read. 

My typing hand...minus the blood:




12/13/2020

Kafka, Escher, Borges

That paragraph header is a playful riff on the book title “Gödel, Escher, Bach” but not an unserious one. For while I could not read GEB for more than a few minutes and I know neither Gödel or Bach, I am not totally unfamiliar with the concept of repetition, patterns, recursion, tessellations, and infinite loops. For one example, I once took a class on the mathematics of symmetry from Sy Shuster, one of the top US mathematicians on that topic (I squandered the opportunity in the end). Then too, and very certainly, I found it in the retirement finance and stochastic calculus I stuck my head into for 8 years. The idea of replication and recursion and multiplicativity (compounding) are at the very center of that enterprise.

This kind of idea, in art*, is easiest to see in MC Escher and for which he is well known.  His images are somewhere between familiar and iconic. Here is one example among many that expresses the idea of the infinite loop; I could have pulled a hundred more:




In words he expresses it like this: “Repetition and multiplication—two simple words. The entire world perceivable with the senses would fall apart into meaningless chaos if we could not cling to these two concepts.” Or “The laws of the phenomena around us – order, regularity, cyclical repetitions, and renewals – have assumed greater and greater importance for me. The awareness of their presence gives me peace and provides me with support. I try in my prints to testify that we live in a beautiful and orderly world, and not in a formless chaos, as it sometimes seems.”

In literature, Kafka is the most Escheresque to my amateur eye (maybe some older Hindu literature but idk). If we know anything of Kafka, we certainly know of the loops and recursions and circles…and likely as well: the dark confusing despair.  And almost as certainly, in 2020, via the absurdities of critical theory, we are more conversant now, even if we haven’t actually read Kafka, with the phrase “Kafka trap”, a conversational loop that leads nowhere and can be solved perhaps only through violence. This is as close as I can come to making a link between Kafka and Sanction (a link which I have not seen directly and explicitly…yet) where the image of the ouroboros – the snake eating its tail...generally speaking a metaphor for wholeness or infinity – (and the vivid violence for that matter) repeats over and over. I have not read enough of Sanction yet to really intuit entirely what Roman is trying to do with the asp but I will at least note that it, and the violence, is there and they repeat and seem to be important.**

The difference, however, between the intuition on the Escher repetitions, along with the classical interpretation of the circular asp – peace and order for Escher, wholeness and infinity for the ouroboros – and Kafka is that in Kafka the circle becomes nightmare and disorientation rather than order peace and wholeness.  But maybe that is the other side of the circular asp-y coin. My guess is that Sanction, in its use of the image, can perhaps be interpreted both ways. Maybe should be. TBD for me.

Now Borges.  Borges is, a little like Kafka, well known for his use of patterns, circles, forking paths, limitless libraries, and infinite regress among other ideas. He also shares with Kafka the distinction, in at least my opinion, of being totally solitary, unique. It is very very hard to categorize them with other literature. They, a little like Montaigne in another riff, had no precursors…until they wrote, at which point the antecedents became obvious, but only in retrospect. And then the writer and his precursors stood to look at each other like mirrors facing each other creating an infinite recursion: who begat whom exactly? Whether there were followers is, what shall we say, uninteresting? Here is how Borges put it:

“If I am not mistaken, the heterogeneous pieces I have listed resemble Kafka; if I am not mistaken, not all of them resemble each other. This last fact is what is most significant. Kafka’s idiosyncrasy is present in each of these writings, to a greater or lesser degree, but if Kafka had not written, we would not perceive it; that is to say, it would not exist. The poem “Fears and Scruples” by Robert Browning prophesies the work of Kafka, but our reading of Kafka noticeably refines and diverts our reading of the poem. Browning did not read it as we read it now. The word “precursor” is indispensable to the vocabulary of criticism, but one must try to purify it from any connotation of polemic or rivalry. The fact is that each writer creates his precursors.  His work modifies our conception of the past, as it will modify the future. In this correlation, the identity or plurality of men doesn’t matter. The first Kafka of “Betrachtung” is less a precursor of Kafka of the gloomy myths and terrifying institutions than is Browning or Lord Dunsany.”  [1951] 

So now what of Sanction in the context of my Kafka, Escher, Borges riff?

1.  Roman makes heavy use of the ouroboros image, repetition, circles, etc. As I said, my interpretation is incomplete still, but it is there and I do pay attention to it. I used to have a boss that would fire people if he had to tell them something three times. The first time you might not notice but the second time he said something you were totally wired and sitting on the edge of your seat. I have effectively been told twice now in Sanction so I pay attention, 

2. Sanction is unique in a very Kafkan/Escherian/Borgesian way. I mean try to categorize it. Sci fi? Uh, no. Love story? Certainly not. Boy’s adventure story? Perhaps but that is pretty far off. Faulkner in CO with AI? Maybe. Something else entirely, though, I think. Uncategorizable at this time. In addition, once written -- and written only in a way possible by one person at one exact point of time – it now creates its own precursors in an infinity-mirror kind of way. Ouroboros.

 * This was supposed to be a shorter riff. There is an entire rabbit hole I did NOT go down. In Religion and philosophy, the idea of circular time and repetition is very, very old and very broad. It would be impossible to do it justice even in a book of 1000 pages. Definitely not here and definitely not by me. But I’ll leave you with this. In general, but not always, the western tradition is linear with a before, now, and later. Eastern tends towards circles and cycles. Different ways of seeing reality. Who knows, tho?

** I mentioned once that an interpretation -- debunked I think -- of seraphim in the old testament, flying flaming six winged beings associated with divine justice, were at one time and in different contexts also interpreted as serpents. In Isaiah they are in recognizably human form. 



12/12/2020

Montaigne, Essays

Roman, back in the time when we inhabited more or less parallel worlds and he was still present on earth, when I told him I was ¾ of the way through Montaigne’s essays on a start and stop 7-year effort, told me there were direct references to Montaigne in Sanction. I haven’t seen it yet or maybe I missed it so I’ll have to take his word for it. But I also told him I saw some affinities...which he did not deny. I am not a deep reader of Montaigne – or anything for that matter – but I’ll take a shot at explaining what I think I mean.

Montaigne, 1533-1592, (again, because he is not strictly a 2020 political object, Wikipedia still has a pretty benign and useful cover), was, if nothing else, an innovator. He wrote in new personal skeptical essay form and titled the books Essais which is some variation on “try” or “attempt” or “test.” I’ve also heard someone refer to the translation as “I try myself” though that is stretching it a bit even though poetically pretty accurate. Think of him as the first (16th century) blogger who was a "cool-temperature" skeptic and self-explorer with a very modern voice. Maybe a little like a more secular St. Augustine but then I have not seen that comparison before.  He is known, among other things, for his frankness; honesty; casual form in some cases, formal dialectic in others; his heavy use of quotations from classical sources like Plutarch, Seneca, and Juvenal; and introspection. Here are some self-descriptions in his own words: I am exploring “some traits of my character” and “I am myself the matter of this book.”

The death of his friend Etienne de La Boétie was said to have both deeply affected him and acted as a spur to write as a way to offload emotion. The link, as it were, to Sanction, might be clear if you know a little of Roman’s backstory. The work itself that came out of his solitary effort in his tower (not quite 8600 feet of elevation but you might get the parallel) is a compendium of essays on pretty much everything. It is one work, in three volumes – my edition was produced in two – with a large number of chapters, each of which is a deep dive into some topic of personal interest. It was originally intended to only be of interest to himself and some “inner circle.”  For what it's worth, the inscription he had installed over his bookshelves in the tower went like this:

            In the year of Christ 1571, at the age of thirty-eight, on the last day of February, his birthday, Michael de Montaigne, long weary of the servitude of the court and of public employments, while still entire, retired to the bosom of the learned virgins, where in calm and freedom from all cares he will spend what little remains of his life, now more than half run out. If the fates permit, he will complete this abode, this sweet ancestral retreat; and he has consecrated it to his freedom, tranquility, and leisure.

A couple snippets of more modern commentary should round out some of my initial thoughts on Montaigne:

“He was writing about me. He knew my innermost thoughts.” Eric Hoffer

“That such a man wrote has truly augmented the joy of living on earth.” Nietzsche

So, what exactly is the link here? Idk, let me try:

  • Sanction, to my untrained eye, while a whole piece, is, if looked at carefully, a very long collection of introspective, fragmented essays rather than a full-arc classical Novel; I might be wrong on this. But look how deeply he dives down on things like genes or hill culture or justice or language or violence or rationality etc. each with its own lengthy discourse. He told me he wanted his work to be printed as one thing but there were practical constraints so: one work, three volumes, many chapters, and a shit-ton of individual, very personal essays. This is, very clearly, to me, the work of a Montaigne.

  • He is “trying himself.” Essay-ing. He is himself the “matter of this book.” It carries “traits of [his] character.” The book is no more no less than Roman. Forget the AI cover story.

  • It is frank, honest and introspective, often brutally so.

  • It is, if you have heard him talk about it, a way to “off load emotion” akin to what I mentioned about Etienne de La Boétie. I can’t remember if it was on one of our calls or on a podcast or something where he said that the book was a way for him to channel “betrayal” energies that otherwise might have resulted in mass violence against the betrayers.

  • He strikes a personal chord: “he was writing about me…”

  • “that such a man wrote has truly augmented the joy of living on earth.” This is a true statement.

  • The book, as far as my untutored self can tell, is innovative. I have read a fair share of the W cannon and cannot place it in a category very well. I might be off or under-read. Idk. TBD.

  • Roman told me once that Sanction is sorta kinda only for people that can see it, each in his or her own way. That is Montaigne's inner circle. Probably Roman's too. 

  • Both retreated to a "tower" at more or less a similar if not same age to write intensively.
 

12/11/2020

Job

I feel like Job shows up all over the place in Sanction. It is certainly explicit in the first part of S2 and a little more implicit in S1. Either way it seems essential to a read of Roman's work if not essential to an understanding of reality or at least the reality for those of us rooted in the western tradition.  Wikipedia, of course, can give a good shallow cover of Job (I won't do more than a micro-cover here for that reason) but I'd highly recommend the original text for the full force of the poetics of the Old testament. I happen to use the Oxford Annotated RSV which has followed me since ~1979.

The basic idea is that the book of Job is a inquiry into suffering, justice, righteousness and the unknowability of God. Satan tries to tell God that self interest and piety are tied at the hip and that piety will fade with suffering. Job, unaware but righteous, then becomes the object of what is basically a wager, kind of upside down from Pascal, which is also a test. He is afflicted with various losses (death of animals, servants, sons and daughters) and afflictions (sores, an eve-esque temptress of a wife imploring him to curse God and die) to see what happens to his piety. 

This is rather Sanctionesque, in a way, I think. In S2 there is a fairly extended section that deals with Job which I had trouble finding on a lookback. I am not entirely sure what Roman is up to here but the S2 narrative reads, to me, a little like an epistemological game-theoretic discussion of the final move in a game where force or violence is justified because there is nothing else beyond.  "Might makes right" is repeated almost as a prayer.  When there is nothing else or ideas conflict and reason fails, strength might have to at least be a tie-breaker.   If this is the read, and I am not saying it is, I personally don't quite agree with the conclusion. Maybe Roman is going somewhere else with this, idk.  The lesson, for me, in Job is the unknowability of God and his reasons and that a humble man shall not demand answers from God:  "Where were you when I laid the foundation of the earth?" ... "have you commanded the morning since your days began?" ..."have the gates of death been revealed to you?" ... "have you entered into the storehouses of the snow" ... "shall a faultfinder contend with the Almighty?" etc etc.  To me this is less force or might than a humbling of man in the face of an unknowable God and his unknowable intent. Yes it demands an unconditional surrender so maybe I'm off here since there is some force here. But to me it is less coercive-might makes right than you just literally can not know or understand. Maybe that amounts to the same thing because either way a knee is bent. 

In the end, Job remains pious in the face of his various afflictions. This is a power-move of faith by Job and is the more interesting part of the story. His losses are then restored. Wiki says that this redeeming payoff also restores the pre-Job world of assumptions about the covenant with God vis retributive justice concepts. I guess so but certainly Sanction is intimately interested in retributive justice and Job as an afflicted, steadfast, and redeemed man would be, in secular form, a character right out of Sanction. I can see why the story of Job is interwoven into the narrative.  


12/10/2020

Isaiah

Of the list of works in the intro, I consider the Old Testament to be the most important.  The first volume makes this clear and the topics and names of characters should make it obvious.  I have not read the OT end to end exactly but I did at least revisit Job, closely studied in college, as well as read-from-scratch Isaiah as a critical text for the project.  There were other books, some of which I had covered before and some new. I skimmed selections that seemed relevant and will revisit all of them if I live long enough to take in everything I want to read.  In this era, one can’t read everything.

The book of Isaiah deserves a longer treatment, but I won’t give it here due to imposter syndrome and time constraints.  The basic thing I see is that, given the thinly veiled Roman life-story, Isaiah makes sense as a theme and character. But then I have not read too far.  The thing I see in Isaiah, which can be lifted in a second from Wiki -- not to mention a direct dive into the power and beauty of the OT text -- but probably takes a lifetime to absorb, are the general themes. These look to my naïve eye like the following:

  • God the judge and redeemer of the righteous and the oppressor
  • God the punisher of iniquity
  • The restoration of the righteous and justice to the iniquitous
  • The power of the language
  • The intimate, present God of the OT and the fraught relationship with the flock

All of these, if one tunes into the assumption of the affinity of Sanction with Roman’s self-described life story, make a ton of sense. Personally, I know in my own story the arc of a 30 year male friendship that ended in a tri-partite betrayal in one instant. That kind of thing demands a response or at least a casting of the offending body to the ninth circle. That Roman was betrayed seems clear. That he has written an old testament testimony to the need for redemption and punishment of the iniquitous seems equally obvious.  The restoration of the righteous through war and the provision of justice to the iniquitous is made crystal clear in the death of the 46 along with what I’ve tracked so far into S2. Clearly that path has not been enough. The entire world needs to be set up-end right so a bigger war is coming (don’t spoil if you know). The name of the AI = Isaiah cannot be an accident. But then again I have not read the whole. 

This following quote is apropos of nothing really but as I read Isaiah, these particular words really stood out to me for some reason.  I do not necessarily tie it to the S text as such although Roman did like my pull once but then he is now more like the abstract absent god of the NT than the avenging, present one of the OT 😉. Me? I just liked the sound of the quote plus I used to trade silver.  It goes like this:  

“Behold, I have refined you, but not as silver; I have tried you in the furnace of affliction.”

My guess is that this could as easily describe the author as much as myself. Certainly, anyone that has lived 62 years – anyone that has lived at least 10 lives – can attest to being tried in a furnace of affliction at some point.  This was the kind of tone and tenor I lifted from my read of S1 that is slowly eliding into my reading of S2.  We’ll see.

 

 

 

 

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